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Abstract:
An earlier article, Audit Considerations for Enterprise Software Implementations, included a brief discussion of the use
of computer-based tool sets and repositories to facilitate compliance with the Sarbanes-Oxley Act (SOX). Here we examine this
issue in more detail. Of particular interest are the key c (...)
Excerpt related to
coso internal control:
... Furthermore, the SEC points out in its final rule that the COSO Internal
Control—Integrated Framework, which is depicted in the three-dimensional diagram ...
Published:
2003-12-09
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Excerpt related to
coso internal control:
... of in-scope controls You can find further information at the COSO and PCAOB ...
A fundamental element of internal control is the segregation of certain key duties. ...
Published:
2008-09-12
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Abstract:
Sarbanes-Oxley Readiness with Microsoft Dynamics NAV. Acquire Guides and IT Reports Associated with Sarbanes-Oxley Compliance.
Organizations cannot achieve Sarbanes-Oxley compliance without the proper tools. But once these tools have been obtained,
compliance becomes an opportunity for organizations to re (...)
Excerpt related to
coso internal control:
Sarbanes-Oxley Readiness with Microsoft Dynamics NAV. Acquire Guides and IT Reports Associated with Sarbanes-Oxley Compliance.
Organizations cannot...
Published:
2010-03-11
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Abstract:
If you've been waiting for the right Compliance Software,you dont have to wait any longer.Free download! Today, entrepreneurs
running small-to-medium sized businesses face daunting tasks that just a few years ago were not existent. The complexities
of the business world have created new risks, a myriad o (...)
Excerpt related to
coso internal control:
If you've been waiting for the right Compliance Software,you dont have to wait any longer.Free download! Today, entrepreneurs
running small-to-medi...
Published:
2010-03-11
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Abstract:
Whether audit expertise is provided by an internal staff or an independent, outside agency, calling in an audit specialist
is as normal as calling in a kicking specialist in a penalty or field goal situation in football. Particularly when you consider
the majority of an enterprise software implementation (...)
Excerpt related to
coso internal control:
Whether audit expertise is provided by an internal staff or an independent, outside agency, calling in an audit specialist
is as normal as calling...
Published:
2003-10-21
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Abstract:
The Sarbanes-Oxley Act (SOX) requires publicly traded firms to demonstrate that their accounting and reporting practices
are in compliance with regulatory standards. Section 404 of SOX addresses the concept and practice of segregation of duties—a
key aspect of this legislation, and the focus of this ar (...)
Excerpt related to
coso internal control:
... allow authorized individuals access control to order ... is to demonstrate
that an internal, documented process ... with known compliance standards (eg, COBIT, COSO).
...
Published:
2008-08-27
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Abstract:
The Sarbanes-Oxley Act (SOX) requires publicly traded firms to demonstrate that their accounting and reporting practices
are in compliance with regulatory standards. Section 404 of SOX addresses the concept and practice of segregation of duties—a
key aspect of this legislation, and the focus of this ar (...)
Excerpt related to
coso internal control:
... allow authorized individuals access control to order ... is to demonstrate
that an internal, documented process ... with known compliance standards (eg, COBIT, COSO).
...
Published:
2008-08-27
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Abstract:
The Institute of Internal Auditors (IIA) recently released the Global Technology Audit Guide (GTAG) 14: Auditing User-developed
Applications. Read how the Prodiance Enterprise Risk Manager (ERM) suite of user-developed application (UDA) software tools
and related professional service offerings enable org (...)
Excerpt related to
coso internal control:
... Source: Prodiance Corporation. Document Type: White Paper Description: The Institute of Internal
Auditors (IIA) recently released the Global Technology Audit ...
Published:
2011-01-13
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Abstract:
A broader, more structured approach is needed to effectively manage governance, risk management, and compliance (GRC). Enterprises
will then be better able to guide their people, standardize their processes, and unify technology to embed GRC at all organizational
levels. (...)
Excerpt related to
coso internal control:
A broader, more structured approach is needed to effectively manage governance, risk management, and compliance (GRC). Enterprises
will then be be...
Published:
2007-03-09
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Abstract:
YThe Two Faces of Risk: Cultivating Risk Intelligence for Competitive Advantage. Find Out IT Solutions and Other Applications
for Your Decision Linked to Risk Intelligence. You needn’t be a seer or sage to perceive risk—it’s as predictable and
devastating as a Florida hurricane and as far-reachi (...)
Excerpt related to
coso internal control:
YThe Two Faces of Risk: Cultivating Risk Intelligence for Competitive Advantage. Find Out IT Solutions and Other Applications
for Your Decision Lin...
Published:
2010-03-11